/ Aletheia
Advisor & manager verification

Aletheia

The true regulatory record of an advisor or firm, disclosures surfaced.

FINRA BrokerCheck + SEC IAPD + Form ADV. Every fact is the regulator's own, cited to a CRD. The agent does the vetting; it never invents a fact.

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Live demoA name in, a cited risk memo out
What it foundproduced by the agent ✓
How it got there · the agent at work replay ↻
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The model plans and calls the deterministic verify tools (BrokerCheck + IAPD); every fact in the memo — the CRD, the disclosure, the amount — comes from a tool, cited. Real public regulatory records; sample task.

The manager sideVerify the firm, not just the person
firm FISHER INVESTMENTS CRD 107342 verdict REGISTERED — no disclosures registered investment adviser · SEC 801-29362 RAUM $386,669,724,038 regulatory AUM (422,516 accounts) headcount 4,369 employees, 1,948 adviser reps Form ADV 4 Part-2 brochures on file source adviserinfo.sec.gov/firm/summary/107342

Registration, SEC numbers, and disclosures come from the live IAPD record; RAUM, accounts, and headcount come from the firm's own Form ADV Part 1 filing. Every figure is the regulator's, not a model's.

MonitoringClean today isn't clean forever
$ aletheia watch check Checked 214 advisers on the roster. [!] Robert Vance (CRD 4471982) — new-disclosure: Regulatory (2/2026), pending [!] Dana Cho (CRD 5528104) — deregistered: no active registration 212 unchanged.

A one-time check is a snapshot. Aletheia keeps the roster and, on each run, re-verifies and reports only what changed — a new disclosure, a deregistration, a firm move. The recurring surface a distribution partner needs.

GuardrailsPublic data · every fact cited
No fact from a model
Every field cites its CRD
Disclosures surfaced, never buried
Primary sources only (FINRA · SEC)
Source-down never reads as clean
Not investment advice

The agent plans and writes; the facts are the regulators' own, from FINRA BrokerCheck, SEC IAPD, and Form ADV. A citation of the public record, not a recommendation.

Try itOn your own advisor list

Send a roster. Get it back verified, disclosures flagged, with the memo.

Batch-verify a distribution list against BrokerCheck, IAPD, and Form ADV, then keep it under watch for new disclosures.

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Nyx Foundry LLC is a software company. Aletheia is an informational, cited reference from the public regulatory record (FINRA BrokerCheck, SEC IAPD, Form ADV) — it is not investment, financial, or legal advice, and not a recommendation. Figures shown are illustrative or drawn from public filings.